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18 april 2005

AFEI-FBF Code of conduct on managing conflicts of interest in investment research


This code of conduct for managing conflicts of interest in the field of investment research has been prepared by the French Association of Investment Firms (AFEI) and the French Banking Federation (FBF).

 

It sets out the rules to be followed by investment service providers and their employees in order to identify, prevent or, where necessary, deal with potential conflicts of interest faced by securities analysts working for financial firms.

Fisrt published in September 2004, it has been updated in March 2005.

 
 
 
 
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